Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 9A. Advising on P2P agreements
    • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
    • CF30 Customer (since 8 Nov 2010)
    • Employed By (since 20 Dec 2013)
  • TenetConnect Limited (no longer approved here)

    FRN 149826

    • CF30 Customer (10 Sep 2008 to 30 Nov 2010)
  • Cusack Financial Management Ltd (no longer approved here)

    FRN 407706

    • Employed By (10 Sep 2008 to 20 Dec 2013)
  • The Matrix Model Group (UK) Ltd (no longer approved here)

    FRN 401319

    • CF30 Customer (1 Nov 2007 to 1 Sep 2008)
    • CF1 Director (17 Nov 2004 to 1 Sep 2008)
    • CF21 Investment Adviser (17 Nov 2004 to 31 Oct 2007)
  • Kellands (Bristol) Limited (no longer approved here)

    FRN 196145

    • CF21 Investment Adviser (17 Mar 2004 to 22 Nov 2004)

Recent activity

Updates to this individual's record on the FCA register.

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