Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- [FCA CF] Functions requiring qualifications (23 Aug 2023 to 6 Feb 2025)
- [FCA CF] Client dealing (23 Aug 2023 to 6 Feb 2025)
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- Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 22 Aug 2023)
- CF1 Director (AR) (19 Feb 2013 to 22 Aug 2023)
- CF30 Customer (19 Feb 2013 to 22 Aug 2023)
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- CF1 Director (AR) (19 Feb 2013 to 22 Aug 2023)
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- CF30 Customer (1 Nov 2007 to 1 Mar 2010)
- CF21 Investment Adviser (1 Jun 2005 to 31 Oct 2007)
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- Employed By (9 Feb 2007 to 1 Mar 2010)
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- Employed By (9 Dec 2004 to 22 Aug 2023)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.