Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • [FCA CF] Functions requiring qualifications (since 7 Dec 2020)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • Responsibility for MCD Intermediation (since 10 Apr 2019)
    • Responsible for Insurance Distribution (since 10 Apr 2019)
    • CF10 Compliance Oversight (10 Apr 2019 to 8 Dec 2019)
    • CF1 Director (10 Apr 2019 to 8 Dec 2019)
  • The Mortgage Practice (Wales) Ltd (no longer approved here)

    FRN 436603

    • Employed By (15 Dec 2009 to 23 Dec 2011)

Recent activity

Updates to this individual's record on the FCA register.

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