Anthony Mark Brown

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

JPMorgan Chase Bank, National Association (no longer approved here)
FRN 124491
- CF29 Significant management (16 Jul 2013 to 6 Mar 2016)
- CF30 Customer (29 Apr 2008 to 6 Mar 2016)
J.P. Morgan Markets Limited (no longer approved here)
FRN 114031
- CF30 Customer (7 Jan 2011 to 30 Jan 2014)
J.P. Morgan Securities plc (no longer approved here)
FRN 155240
- CF30 Customer (29 Apr 2008 to 30 Jan 2014)
CREDIT SUISSE INTERNATIONAL (no longer approved here)
FRN 146702
- CF30 Customer (1 Nov 2007 to 21 Apr 2008)
- CF21 Investment Adviser (19 Apr 2004 to 31 Oct 2007)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.