Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • R C Brown Investment Management Plc (no longer approved here)

    FRN 146002

    • CF13 Finance (24 Nov 2004 to 14 Mar 2006)
    • CF1 Director (1 Dec 2001 to 30 Apr 2004)
    • CF10 Compliance Oversight (1 Dec 2001 to 30 Sep 2004)
    • CF11 Money Laundering Reporting (1 Dec 2001 to 30 Sep 2004)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.