Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Specialist Financial Services Limited
FRN 676853
- SMF16 Compliance Oversight (since 9 Dec 2019)
- SMF3 Executive Director (since 9 Dec 2019)
- Responsible for Insurance Distribution (since 1 Oct 2018)
- Responsibility for MCD Intermediation (since 28 Jul 2016)
- CF10 Compliance Oversight (8 May 2017 to 8 Dec 2019)
- Responsible for Insurance Mediation (28 Jul 2016 to 30 Sep 2018)
- CF1 Director (24 Sep 2015 to 8 Dec 2019)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.