Anthony Lee Conway

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Fiske Plc

    FRN 124279

    • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 17. Administrative functions in relation to managing investments
    • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 14. Managing investments
    • [FCA CF] Manager of certification employee (since 1 Jan 2025)
    • [FCA CF] Functions requiring qualifications (since 16 May 2022)
    • [FCA CF] Client dealing (since 16 May 2022)
  • A & J WEALTH MANAGEMENT LIMITED (no longer approved here)

    FRN 428590

    • [FCA CF] Client dealing (4 Apr 2021 to 27 Jan 2022)
    • [FCA CF] Functions requiring qualifications (4 Apr 2021 to 27 Jan 2022)
  • BROWN SHIPLEY & CO. LIMITED (no longer approved here)

    FRN 124548

    • [FCA CF] Functions requiring qualifications (9 Sep 2019 to 30 Apr 2020)
  • Julius Baer International Limited (no longer approved here)

    FRN 139179

    • CF30 Customer (18 Nov 2014 to 3 May 2016)
  • Rothschild & Co Wealth Management UK Limited (no longer approved here)

    FRN 218613

    • CF21 Investment Adviser (8 Nov 2004 to 8 Sep 2006)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.