Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • SMF29 Limited scope function (limited scope SMCR firms only) (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 1 Oct 2018)
    • CF8 Apportionment and Oversight (23 Jan 2018 to 8 Dec 2019)
    • Responsible for Insurance Mediation (14 Jan 2005 to 30 Sep 2018)
    • CF1 Director (14 Jan 2005 to 23 Jan 2018)
    • Employed By (since 25 Jan 2018)
  • Itc Compliance Limited (no longer approved here)

    FRN 313486

    • SMF3 (AR) Executive Director function (9 Dec 2019 to 4 Oct 2024)
    • CF1 Director (AR) (25 Jan 2018 to 8 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

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