Anthony Karl Richardson

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Akur Limited

    FRN 618281

    • SMF9 Chair of the Governing Body (since 10 Mar 2020)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF30 Customer (5 Aug 2014 to 8 Dec 2019)
    • CF1 Director (5 Aug 2014 to 8 Dec 2019)
    • CF10 Compliance Oversight (5 Aug 2014 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (5 Aug 2014 to 8 Dec 2019)
  • Numis Securities Limited (no longer approved here)

    FRN 144822

    • CF30 Customer (1 Nov 2007 to 17 Sep 2008)
    • CF26 Customer Trading (7 Apr 2006 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

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