Anthony John Yarrow

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Wise Funds Limited (no longer approved here)

    FRN 768269

    • [FCA CF] Client dealing (9 Dec 2019 to 30 Jun 2021)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 30 Jun 2021)
    • SMF3 Executive Director (9 Dec 2019 to 30 Jun 2021)
    • CF1 Director (23 May 2017 to 8 Dec 2019)
    • CF30 Customer (23 May 2017 to 8 Dec 2019)
  • Wise Investments Ltd (no longer approved here)

    FRN 230553

    • CF30 Customer (1 Nov 2007 to 6 Jun 2017)
    • CF11 Money Laundering Reporting (9 Dec 2005 to 27 Mar 2016)
    • CF8 Apportionment and Oversight (14 Nov 2005 to 31 Oct 2007)
    • Responsible for Insurance Mediation (14 Jan 2005 to 21 Jan 2016)
    • CF21 Investment Adviser (11 Oct 2004 to 31 Oct 2007)
    • CF1 Director (29 Sep 2004 to 28 Apr 2017)
    • CF27 Investment Management (29 Sep 2004 to 31 Oct 2007)
    • CF10 Compliance Oversight (29 Sep 2004 to 1 Nov 2004)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.