Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • M4 Financial Group Limited (no longer approved here)

    FRN 583474

    • Appointed representative dealing with clients for which they require qualification (2 Sep 2022 to 23 Nov 2022)
    • [FCA CF] Client dealing (9 Dec 2019 to 2 Sep 2022)
    • CF30 Customer (3 May 2013 to 31 Dec 2021)
  • WPS Wealth Ltd (no longer approved here)

    FRN 602286

    • Employed By (26 Jun 2013 to 31 Dec 2021)
  • Tudor House Financial Services Limited (no longer approved here)

    FRN 409706

    • Employed By (7 May 2013 to 31 Dec 2021)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • CF21 Investment Adviser (1 Dec 2001 to 21 Dec 2004)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.