Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- [FCA CF] Functions requiring qualifications (19 Nov 2020 to 5 Jan 2026)
- SMF16 Compliance Oversight (9 Dec 2019 to 10 Dec 2025)
- SMF3 Executive Director (9 Dec 2019 to 10 Dec 2025)
- CF10 Compliance Oversight (11 Apr 2017 to 8 Dec 2019)
- Responsibility for MCD Intermediation (21 Mar 2016 to 10 Dec 2025)
- CF1 Director (25 Aug 2015 to 8 Dec 2019)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.