Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
Deutsche Bank AG
FRN 150018
- [FCA CF] Client dealing (since 6 Nov 2025)
- CF30 Customer (1 Nov 2007 to 16 May 2012)
- CF21 Investment Adviser (16 Sep 2005 to 31 Oct 2007)
-
HSBC UK Bank Plc
FRN 765112
- [FCA CF] Material risk taker (since 13 Jul 2018)
- [PRA CF] Significant risk taker or Material risk taker (13 Jul 2018 to 25 Jul 2025)
-
- [PRA CF] Significant risk taker or Material risk taker (13 Jul 2018 to 25 Jul 2025)
- [FCA CF] Client dealing (1 May 2018 to 25 Jul 2025)
-
- CF3 Chief Executive (6 Nov 2015 to 15 Dec 2017)
- CF4 Partner (8 Oct 2012 to 15 Dec 2017)
- CF30 Customer (17 Sep 2012 to 15 Dec 2017)
-
- CF21 Investment Adviser (1 Dec 2001 to 18 May 2005)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.