Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • SMF18 Other Overall Responsibility (since 11 Oct 2024)
    • [FCA CF] Manager of certification employee (16 Jun 2023 to 31 Mar 2024)
    • [FCA CF] Significant management (16 Jun 2023 to 31 Mar 2024)
    • SMF2 Chief Finance (30 Oct 2020 to 31 May 2023)
    • SMF3 Executive Director (30 Oct 2020 to 31 May 2023)
    • [FCA CF] Significant management (since 16 Jun 2023)
    • SMF3 Executive Director (10 Nov 2020 to 31 May 2023)
  • Paratus AMC Limited (no longer approved here)

    FRN 301128

    • CF11 Money Laundering Reporting (18 May 2018 to 15 Oct 2019)
    • CF1 Director (18 Feb 2014 to 15 Oct 2019)
    • CF28 Systems and controls (8 May 2012 to 18 Feb 2014)
  • Southern Pacific Mortgage Limited (no longer approved here)

    FRN 302027

    • CF1 Director (31 Oct 2004 to 15 Dec 2005)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.