Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- CF30 Customer (1 Oct 2009 to 16 Nov 2011)
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- CF30 Customer (19 May 2009 to 28 Jan 2010)
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- CF21 Investment Adviser (28 Apr 2004 to 8 Sep 2004)
- CF22 Investment Adviser (Trainee) (15 Dec 2003 to 28 Apr 2004)
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- CF21 Investment Adviser (28 Apr 2004 to 8 Sep 2004)
- CF22 Investment Adviser (Trainee) (15 Dec 2003 to 28 Apr 2004)
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- CF21 Investment Adviser (28 Apr 2004 to 8 Sep 2004)
- CF22 Investment Adviser (Trainee) (15 Dec 2003 to 28 Apr 2004)
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- CF7 Sole Trader (AR) (18 Jun 2002 to 31 Dec 2003)
- CF21 Investment Adviser (18 Jun 2002 to 31 Dec 2003)
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- Employed By (18 Jun 2002 to 22 Jan 2004)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.