Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Richardsons Financial Services Limited (no longer approved here)

    FRN 141816

    • Responsibility for MCD Intermediation (21 Mar 2016 to 30 Sep 2016)
    • CF30 Customer (1 Nov 2007 to 30 Sep 2016)
    • Responsible for Insurance Mediation (14 Jan 2005 to 30 Sep 2016)
    • CF1 Director (12 Feb 2004 to 30 Sep 2016)
    • CF10 Compliance Oversight (12 Feb 2004 to 30 Sep 2016)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.