Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Coutts & Company
FRN 122287
- [PRA CF] Significant risk taker or Material risk taker (since 21 Mar 2024)
- [FCA CF] Manager of certification employee (since 18 Sep 2023)
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- [PRA CF] Significant risk taker or Material risk taker (since 1 Jan 2023)
- [FCA CF] Manager of certification employee (since 18 Oct 2021)
- [FCA CF] Client dealing (since 1 Oct 2020)
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- [PRA CF] Significant risk taker or Material risk taker (since 1 Jan 2023)
- [FCA CF] Manager of certification employee (since 18 Oct 2021)
- [FCA CF] Client dealing (since 1 Oct 2020)
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NatWest Markets Plc
FRN 121882
- [FCA CF] Manager of certification employee (since 18 Oct 2021)
- [FCA CF] Material risk taker (since 17 Sep 2019)
- [FCA CF] Client dealing (since 15 Aug 2017)
- [FCA CF] Manager of certification employee (23 May 2018 to 1 Oct 2020)
- CF30 Customer (24 Jun 2010 to 6 Mar 2016)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.