Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • SMF27 Partner (since 9 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 13 Nov 2020)
    • SMF16 Compliance Oversight (9 Dec 2019 to 13 Nov 2020)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (1 Mar 2007 to 8 Dec 2019)
    • CF10 Compliance Oversight (1 Mar 2007 to 8 Dec 2019)
    • CF4 Partner (23 Mar 2006 to 8 Dec 2019)
    • CF27 Investment Management (23 Mar 2006 to 31 Oct 2007)
  • PIVOTAL FINANCIAL LIMITED (no longer approved here)

    FRN 665649

    • CF2 Non Executive Director (25 Jun 2015 to 31 Oct 2018)
  • WREN STERLING FINANCIAL PLANNING LIMITED (no longer approved here)

    FRN 665653

    • CF2 Non Executive Director (25 Jun 2015 to 8 Dec 2019)
  • abrdn Investments Limited (no longer approved here)

    FRN 121891

    • CF1 Director (1 Dec 2001 to 1 Dec 2001)
    • CF27 Investment Management (1 Dec 2001 to 8 Aug 2005)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.