Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
- CF30 Customer (1 Nov 2007 to 29 Sep 2010)
- CF7 Sole Trader (AR) (7 Dec 2004 to 31 Jan 2007)
- CF21 Investment Adviser (27 May 2002 to 31 Oct 2007)
- CF22 Investment Adviser (Trainee) (1 Dec 2001 to 27 May 2002)
-
- Employed By (7 Dec 2004 to 29 Sep 2010)
-
- (4)Employed By (6 Sep 2001 to 27 Feb 2006)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.