Anthony John Davies

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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

John Davies Investment and Mortgage Services LLP
FRN 607940
- SMF27 Partner (since 9 Dec 2019)
- Responsible for Insurance Distribution (since 1 Oct 2018)
- CF10 Compliance Oversight (9 Jan 2014 to 7 Apr 2017)
- CF4 Partner (9 Jan 2014 to 8 Dec 2019)
- Responsible for Insurance Mediation (9 Jan 2014 to 30 Sep 2018)
John Davies Investment & Mortgage Consultants (2531) (no longer approved here)
FRN 183826
- (2)Employed By (1 Dec 2001 to 27 Nov 2004)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.