Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • A J BUCKLEY ASSET MANAGEMENT LIMITED (no longer approved here)

    FRN 154371

    • CF11 Money Laundering Reporting (1 Apr 2009 to 25 Nov 2013)
    • CF1 Director (1 Dec 2001 to 25 Nov 2013)
    • CF10 Compliance Oversight (1 Dec 2001 to 31 Jan 2007)
    • CF3 Chief Executive (1 Dec 2001 to 25 Nov 2013)
    • CF8 Apportionment and Oversight (1 Dec 2001 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.