Anthony John Adams

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

NATIONAL FARMERS UNION MUTUAL INSURANCE SOCIETY LIMITED(THE) (no longer approved here)
FRN 117664
- CF4 Partner (AR) (6 Jan 2009 to 1 May 2015)
L J King & K J Mitchell (no longer approved here)
FRN 493293
- (2)Employed By (6 Jan 2009 to 1 May 2015)
QUILTER FINANCIAL SERVICES LIMITED (no longer approved here)
FRN 440703
- CF22 Investment Adviser (Trainee) (23 May 2007 to 15 Jun 2007)
The On-Line Partnership Limited (no longer approved here)
FRN 192638
- CF21 Investment Adviser (11 Dec 2001 to 21 Aug 2004)
- CF1 Director (AR) (1 Dec 2001 to 21 Aug 2004)
My New Financial Adviser Ltd (no longer approved here)
FRN 209767
- (3)Employed By (1 Dec 2001 to 21 Aug 2004)

Updates to this individual's record on the FCA register.

11 hours ago
controlled function added: (2)Employed By at L J King & K J Mitchell

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.