Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- Employed By (24 Oct 2018 to 23 Jan 2019)
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- CF30 Customer (19 Jun 2014 to 13 Oct 2015)
- CF4 Partner (19 Jun 2014 to 13 Oct 2015)
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- CF11 Money Laundering Reporting (17 Jan 2013 to 21 Nov 2013)
- CF10 Compliance Oversight (17 Jan 2013 to 21 Nov 2013)
- CF30 Customer (31 Jan 2012 to 21 Nov 2013)
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- CF2 Non Executive Director (10 Oct 2012 to 8 Dec 2019)
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- CF21 Investment Adviser (1 Dec 2001 to 18 Sep 2003)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.