Anthony James Rose

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • LDN Finance Limited

    FRN 779548

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 21. Advising or arranging (bringing about) equity release transactions
    • SMF16 Compliance Oversight (since 27 Feb 2024)
    • [FCA CF] Manager of certification employee (since 9 Dec 2019)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 1 Oct 2018)
    • Responsibility for MCD Intermediation (since 7 Aug 2017)
    • SMF16 Compliance Oversight (9 Dec 2019 to 5 Jan 2023)
    • Responsible for Insurance Mediation (7 Aug 2017 to 30 Sep 2018)
    • CF10 Compliance Oversight (7 Aug 2017 to 8 Dec 2019)
    • CF1 Director (7 Aug 2017 to 8 Dec 2019)
  • Openwork Limited (no longer approved here)

    FRN 408285

    • CF1 Director (AR) (2 Aug 2017 to 9 Apr 2018)
  • QUILTER WEALTH LIMITED (no longer approved here)

    FRN 217742

    • CF30 Customer (26 Apr 2013 to 23 May 2013)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.