Anthony James Pound

Last updated
2 days ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • 2 Plan Wealth Management Limited

    FRN 461598

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 21. Advising or arranging (bringing about) equity release transactions
    • Appointed representative dealing with clients for which they require qualification (since 17 Nov 2025)
    • CF30 Customer (since 31 Oct 2025)
    • [FCA CF] Client dealing (31 Dec 2024 to 17 Nov 2025)
    • [FCA CF] Functions requiring qualifications (31 Dec 2024 to 17 Nov 2025)
  • Anthony Pound

    FRN 1041204

    • (1)Employed By (since 31 Oct 2025)
  • QUILTER FINANCIAL SERVICES LIMITED (no longer approved here)

    FRN 440703

    • CF30 Customer (25 Oct 2018 to 14 Feb 2020)
  • Precision Financial Consulting Ltd (no longer approved here)

    FRN 615670

    • (2)Employed By (25 Oct 2018 to 14 Feb 2020)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • CF30 Customer (9 Jul 2014 to 6 Mar 2016)
    • CF21 Investment Adviser (12 May 2004 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (27 Dec 2002 to 12 May 2004)
  • Colin James Locke (no longer approved here)

    FRN 215423

    • Employed By (3 Sep 2012 to 26 Apr 2013)
  • Openwork Limited (no longer approved here)

    FRN 408285

    • CF30 Customer (3 Sep 2012 to 26 Apr 2013)
  • Honister Partners Ltd (no longer approved here)

    FRN 502699

    • Employed By (28 Feb 2012 to 2 Jul 2012)

Recent activity

Updates to this individual's record on the FCA register.

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