Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- [FCA CF] Functions requiring qualifications (22 Apr 2021 to 20 Jan 2025)
- [FCA CF] Client dealing (22 Apr 2021 to 20 Jan 2025)
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- CF4 Partner (AR) (26 Jul 2017 to 22 Apr 2021)
- CF30 Customer (28 Jan 2013 to 22 Apr 2021)
- CF21 Investment Adviser (6 Apr 2006 to 6 Aug 2007)
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- Employed By (28 Jan 2013 to 22 Apr 2021)
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- Employed By (31 Aug 2010 to 2 Jul 2012)
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- CF30 Customer (1 Nov 2007 to 10 Dec 2010)
- CF21 Investment Adviser (26 Jul 2007 to 31 Oct 2007)
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- Employed By (6 Apr 2006 to 6 Aug 2007)
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- CF21 Investment Adviser (1 Dec 2001 to 3 Oct 2003)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.