Anthony James Kemp

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Royal Bank of Canada (no longer approved here)

    FRN 124783

    • [FCA CF] Client dealing (19 Apr 2021 to 4 Dec 2023)
    • [FCA CF] Manager of certification employee (19 Apr 2021 to 4 Dec 2023)
    • [FCA CF] Material risk taker (19 Apr 2021 to 4 Dec 2023)
  • Morgan Stanley & Co. International Plc (no longer approved here)

    FRN 165935

    • [FCA CF] Material risk taker (5 Sep 2019 to 1 Feb 2020)
    • [FCA CF] Client dealing (2 May 2017 to 1 Feb 2020)
    • [FCA CF] Manager of certification employee (2 May 2017 to 1 Feb 2020)
    • CF30 Customer (29 May 2014 to 1 May 2015)
    • CF21 Investment Adviser (11 May 2005 to 31 Oct 2007)
  • Morgan Stanley Bank International Limited (no longer approved here)

    FRN 195430

    • [FCA CF] Material risk taker (5 Sep 2019 to 1 Feb 2020)
    • [FCA CF] Client dealing (2 May 2017 to 1 Feb 2020)
    • [FCA CF] Manager of certification employee (2 May 2017 to 1 Feb 2020)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.