Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Client dealing (since 13 Aug 2025)
    • [FCA CF] Functions requiring qualifications (since 13 Aug 2025)
  • Sophex Limited (no longer approved here)

    FRN 457902

    • [FCA CF] Functions requiring qualifications (21 Feb 2022 to 10 Jun 2024)
    • [FCA CF] Client dealing (21 Feb 2022 to 10 Jun 2024)
  • Hoyl Independent Advisers Ltd (no longer approved here)

    FRN 433927

    • [FCA CF] Client dealing (20 Jul 2020 to 18 Feb 2022)
    • [FCA CF] Functions requiring qualifications (20 Jul 2020 to 18 Feb 2022)

Recent activity

Updates to this individual's record on the FCA register.

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