Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • BERKELEY, BURKE & COMPANY LIMITED (no longer approved here)

    FRN 115053

    • [FCA CF] Significant management (16 Oct 2020 to 8 Jan 2024)
    • SMF1 Chief Executive (9 Dec 2019 to 16 Oct 2020)
    • [FCA CF] Manager of certification employee (9 Dec 2019 to 16 Oct 2020)
    • SMF3 Executive Director (9 Dec 2019 to 16 Oct 2020)
    • CF3 Chief Executive (14 Dec 2011 to 8 Dec 2019)
    • CF1 Director (AR) (3 Aug 2010 to 16 Oct 2020)
    • Responsible for Insurance Mediation (27 Dec 2007 to 17 Jul 2014)
    • CF10 Compliance Oversight (27 Dec 2007 to 6 Jun 2013)
    • CF11 Money Laundering Reporting (27 Dec 2007 to 6 Jun 2013)
    • CF1 Director (27 Dec 2007 to 8 Dec 2019)
  • St. James's Place Wealth Management Plc (no longer approved here)

    FRN 195351

    • CF1 Director (AR) (17 Oct 2008 to 6 Nov 2008)

Recent activity

Updates to this individual's record on the FCA register.

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