Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Bank of America, N.A. (no longer approved here)

    FRN 124642

    • CF30 Customer (2 Jun 2011 to 30 Jul 2014)
    • CF21 Investment Adviser (24 Feb 2005 to 31 Oct 2007)
  • JPMorgan Chase Bank, National Association (no longer approved here)

    FRN 124491

    • CF21 Investment Adviser (29 May 2002 to 26 Jan 2005)
    • CF22 Investment Adviser (Trainee) (1 Dec 2001 to 29 May 2002)
  • J.P. Morgan Europe Limited (no longer approved here)

    FRN 124579

    • CF21 Investment Adviser (29 May 2002 to 30 Dec 2002)
  • J.P. Morgan Securities plc (no longer approved here)

    FRN 155240

    • CF21 Investment Adviser (29 May 2002 to 26 Jan 2005)
    • CF22 Investment Adviser (Trainee) (1 Dec 2001 to 29 May 2002)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.