Anthony Hopkins

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Elite Independent Mortgages Ltd

    FRN 301502

    • 21. Advising or arranging (bringing about) equity release transactions
    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • SMF3 Executive Director (since 9 Dec 2019)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • Responsibility for MCD Intermediation (since 21 Mar 2016)
    • CF8 Apportionment and Oversight (31 Oct 2004 to 31 Mar 2009)
    • CF1 Director (31 Oct 2004 to 8 Dec 2019)
  • Protocol Capital Management Limited (no longer approved here)

    FRN 400263

    • CF30 Customer (1 Nov 2007 to 21 Dec 2007)
    • CF21 Investment Adviser (22 Aug 2007 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (18 Apr 2007 to 22 Aug 2007)
  • Elevate Portfolio Services Limited (no longer approved here)

    FRN 144849

    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2004)
  • Aviva Administration Limited (no longer approved here)

    FRN 185746

    • CF21 Investment Adviser (1 Dec 2001 to 17 Apr 2007)
  • Elite Financial Services Ltd (no longer approved here)

    FRN 207707

    • Employed By (1 Dec 2001 to 11 Jul 2007)

Recent activity

Updates to this individual's record on the FCA register.

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