Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
- [PRA CF] Significant risk taker or Material risk taker (15 Mar 2021 to 9 Sep 2021)
- CF30 Customer (1 Nov 2007 to 6 Mar 2016)
- CF21 Investment Adviser (1 Apr 2003 to 31 Oct 2007)
-
- [PRA CF] Significant risk taker or Material risk taker (15 Mar 2021 to 9 Sep 2021)
-
- CF21 Investment Adviser (1 Dec 2001 to 15 Feb 2003)
-
- CF21 Investment Adviser (1 Dec 2001 to 30 Dec 2002)
-
- CF21 Investment Adviser (1 Dec 2001 to 15 Feb 2003)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.