Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Client dealing (since 24 Nov 2020)
    • [FCA CF] Significant management (since 24 Nov 2020)
    • [FCA CF] Manager of certification employee (since 24 Nov 2020)
    • CF30 Customer (8 Dec 2018 to 8 Dec 2019)
  • CREDIT SUISSE INTERNATIONAL (no longer approved here)

    FRN 146702

    • CF30 Customer (9 Feb 2009 to 6 Mar 2016)
  • Deutsche Bank AG (no longer approved here)

    FRN 150018

    • CF30 Customer (1 Nov 2007 to 17 Sep 2008)
    • CF23 Corporate Finance Adviser (1 Dec 2001 to 31 Oct 2007)
  • DB UK Bank Limited (no longer approved here)

    FRN 140848

    • CF23 Corporate Finance Adviser (1 Dec 2001 to 18 Feb 2002)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.