Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
- Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 31 Dec 2020)
- CF30 Customer (1 Nov 2007 to 31 Dec 2014)
- CF21 Investment Adviser (1 Jun 2005 to 31 Oct 2007)
-
- Employed By (1 Dec 2001 to 31 Dec 2014)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.