Anthony Guy Kynaston

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • ASH-RIDGE ASSET MANAGEMENT LIMITED

    FRN 401000

    • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 18. Administrative functions in relation to effecting or carrying out contracts of insurance which are life policies
    • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Significant management (since 1 Oct 2020)
    • [FCA CF] Functions requiring qualifications (since 1 Oct 2020)
    • [FCA CF] Manager of certification employee (since 1 Oct 2020)
    • SMF3 Executive Director (since 9 Dec 2019)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 1 Oct 2018)
    • Responsibility for MCD Intermediation (since 29 Sep 2016)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • Responsible for Insurance Mediation (14 Jan 2005 to 30 Sep 2018)
    • CF11 Money Laundering Reporting (17 Aug 2004 to 8 Dec 2019)
    • CF8 Apportionment and Oversight (17 Aug 2004 to 31 Mar 2009)
    • CF1 Director (17 Aug 2004 to 8 Dec 2019)
    • CF10 Compliance Oversight (17 Aug 2004 to 8 Dec 2019)
    • CF21 Investment Adviser (17 Aug 2004 to 31 Oct 2007)

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