Anthony Gutman

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Goldman Sachs International

    FRN 142888

    • SMF1 Chief Executive (since 10 Jun 2025)
    • [PRA CF] Significant risk taker or Material risk taker (since 1 Jan 2022)
    • [FCA CF] Manager of certification employee (since 31 Dec 2016)
    • [FCA CF] Significant management (since 7 Mar 2016)
    • [FCA CF] Client dealing (since 7 Mar 2016)
  • Goldman Sachs International Bank (no longer approved here)

    FRN 124659

    • [PRA CF] Significant risk taker or Material risk taker (1 Jan 2022 to 31 Dec 2022)
  • Goldman Sachs Asset Management International (no longer approved here)

    FRN 147212

    • [FCA CF] Material risk taker (1 Jan 2022 to 1 Jan 2022)
  • Citigroup Global Markets Limited (no longer approved here)

    FRN 124384

    • CF21 Investment Adviser (1 Dec 2001 to 12 Mar 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.