Anthony Graham Smith

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Panmure Liberum Limited (no longer approved here)

    FRN 403721

    • [FCA CF] Client dealing (1 Jul 2024 to 30 Apr 2025)
  • Panmure Liberum Capital Limited (no longer approved here)

    FRN 465050

    • [FCA CF] Material risk taker (2 May 2023 to 1 Jul 2024)
    • [FCA CF] Significant management (9 Dec 2019 to 1 Jul 2024)
    • [FCA CF] Client dealing (9 Dec 2019 to 1 Jul 2024)
    • [FCA CF] Manager of certification employee (9 Dec 2019 to 1 Jul 2024)
    • CF30 Customer (14 Mar 2016 to 8 Dec 2019)
  • Frank Investments Limited (no longer approved here)

    FRN 627697

    • CF30 Customer (17 Aug 2015 to 8 Mar 2016)
  • Citigroup Global Markets Limited (no longer approved here)

    FRN 124384

    • CF30 Customer (1 Nov 2007 to 22 Apr 2009)
    • CF21 Investment Adviser (29 Oct 2003 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.