Anthony Graham Sadler

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Citizens Advice Service in Three Rivers
FRN 617771
- [FCA CF] Significant management (since 24 Nov 2021)
PERSHING SECURITIES LIMITED (no longer approved here)
FRN 146576
- CF28 Systems and controls (7 Oct 2016 to 20 Oct 2016)
Cantor Fitzgerald Europe (no longer approved here)
FRN 149380
- CF1 Director (30 Jul 2010 to 29 Apr 2016)
- CF28 Systems and controls (11 Mar 2009 to 24 May 2012)
BGC Brokers L.P (no longer approved here)
FRN 454814
- CF1 Director (8 Mar 2010 to 22 Apr 2016)
- CF28 Systems and controls (11 Mar 2009 to 22 Apr 2016)
Rooftop Mortgages Limited (no longer approved here)
FRN 303059
- CF1 Director (31 Oct 2004 to 30 May 2008)
J.P. Morgan Markets Limited (no longer approved here)
FRN 114031
- CF1 Director (1 Dec 2001 to 27 Jun 2008)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.