Anthony Gordon

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • KROLL SECURITIES LTD. (no longer approved here)

    FRN 466588

    • CF30 Customer (3 Feb 2022 to 6 Dec 2023)
  • CREDIT SUISSE INTERNATIONAL (no longer approved here)

    FRN 146702

    • [FCA CF] Manager of certification employee (7 Mar 2016 to 10 Dec 2018)
    • [FCA CF] Client dealing (7 Mar 2016 to 5 Mar 2019)
    • [FCA CF] Material risk taker (7 Mar 2016 to 13 Jun 2019)
    • [PRA CF] Significant risk taker or Material risk taker (7 Mar 2016 to 13 Jun 2019)
    • CF30 Customer (5 Mar 2009 to 6 Mar 2016)
  • DB UK Bank Limited (no longer approved here)

    FRN 140848

    • CF30 Customer (1 Nov 2007 to 2 Oct 2008)
    • CF21 Investment Adviser (2 Jun 2004 to 31 Oct 2007)
  • Deutsche Bank AG (no longer approved here)

    FRN 150018

    • CF30 Customer (1 Nov 2007 to 2 Oct 2008)
    • CF21 Investment Adviser (2 Jun 2004 to 31 Oct 2007)
  • TP ICAP Markets Limited (no longer approved here)

    FRN 124520

    • CF21 Investment Adviser (24 Apr 2002 to 19 Mar 2004)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.