Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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A & T Business Associates Limited
FRN 737345
- SMF16 Compliance Oversight (since 9 Dec 2019)
- SMF3 Executive Director (since 9 Dec 2019)
- CF1 Director (24 Jun 2016 to 8 Dec 2019)
- CF10 Compliance Oversight (24 Jun 2016 to 8 Dec 2019)
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- SMF3 Executive Director (9 Dec 2019 to 20 Jan 2023)
- CF1 Director (20 Jul 2016 to 8 Dec 2019)
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- CF30 Customer (1 Nov 2007 to 5 Jun 2008)
- CF22 Investment Adviser (Trainee) (31 Mar 2007 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.