Anthony Geoffrey Heppel

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • CENTURION FINANCIAL PLANNING LIMITED

    FRN 518617

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 8. Giving personal recommendations on investments in the course of corporate finance business
    • 7. Giving personal recommendations on long-term care insurance contracts
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 21. Advising or arranging (bringing about) equity release transactions
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF30 Customer (4 Jan 2012 to 8 Dec 2019)
  • Quilter Financial Planning Solutions Limited (no longer approved here)

    FRN 184591

    • CF30 Customer (1 Nov 2007 to 11 May 2011)
    • CF21 Investment Adviser (6 Feb 2007 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (29 Aug 2006 to 6 Feb 2007)
  • Lighthouse Advisory Services Limited (no longer approved here)

    FRN 195199

    • CF21 Investment Adviser (5 Oct 2005 to 20 Nov 2006)
    • CF1 Director (AR) (5 Oct 2005 to 20 Nov 2006)
  • Advise and Assist Limited (no longer approved here)

    FRN 439952

    • Employed By (5 Oct 2005 to 20 Nov 2006)

Recent activity

Updates to this individual's record on the FCA register.

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