Anthony Geoffrey David Esse

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Thistle Insurance Services Limited (no longer approved here)
FRN 310419
- CF1 Director (AR) (6 Jul 2011 to 30 Nov 2015)
Darwin (North West) Limited (no longer approved here)
FRN 554377
- Employed By (6 Jul 2011 to 11 Mar 2020)
Hermes Investment Management Ltd (no longer approved here)
FRN 150000
- CF27 Investment Management (1 Dec 2001 to 19 Aug 2003)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.