Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- [FCA CF] Client dealing (10 Nov 2016 to 16 Oct 2020)
- CF30 Customer (1 Aug 2014 to 6 Mar 2016)
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- CF30 Customer (1 Aug 2012 to 24 Mar 2014)
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- CF30 Customer (3 Jun 2010 to 1 May 2012)
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- CF30 Customer (2 Jun 2008 to 29 May 2010)
- CF21 Investment Adviser (1 Dec 2001 to 13 Jun 2002)
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- CF30 Customer (2 Jun 2008 to 29 May 2010)
- CF21 Investment Adviser (1 Dec 2001 to 13 Jun 2002)
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- CF30 Customer (1 Nov 2007 to 30 Dec 2009)
- CF21 Investment Adviser (26 Jul 2002 to 31 Oct 2007)
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- CF21 Investment Adviser (1 Dec 2001 to 13 Jun 2002)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.