Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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K & M Financial Advisors Limited
FRN 231578
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- [FCA CF] Client dealing (since 1 Jul 2024)
- [FCA CF] Functions requiring qualifications (since 1 Jul 2024)
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- CF21 Investment Adviser (11 Jan 2002 to 24 Dec 2003)
- CF1 Director (AR) (1 Dec 2001 to 15 Oct 2004)
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- Employed By (1 Dec 2001 to 15 Oct 2004)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.