Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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The Northern Trust Company
FRN 122020
- [FCA CF] Client dealing (since 1 Mar 2022)
- [FCA CF] Manager of certification employee (2 Apr 2024 to 1 Aug 2025)
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Northern Trust Global Services SE
FRN 829966
- [FCA CF] Client dealing (since 1 Mar 2022)
- [FCA CF] Manager of certification employee (2 Apr 2024 to 1 Aug 2025)
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- CF26 Customer Trading (7 Feb 2005 to 13 Apr 2005)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.