Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Investec Bank PLC (no longer approved here)

    FRN 172330

    • CF30 Customer (18 Nov 2010 to 13 Jan 2012)
  • N. M. ROTHSCHILD & SONS LIMITED (no longer approved here)

    FRN 124451

    • CF30 Customer (1 Nov 2007 to 17 Nov 2009)
    • CF21 Investment Adviser (11 Oct 2006 to 31 Oct 2007)
  • J.P. Morgan Markets Limited (no longer approved here)

    FRN 114031

    • CF21 Investment Adviser (29 Jun 2004 to 22 Aug 2006)
  • ING Bank N.V. (no longer approved here)

    FRN 124940

    • CF21 Investment Adviser (11 Feb 2003 to 18 May 2004)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.