Anthony Eugene Montaut

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Guardian Stockbrokers Ltd

    FRN 492519

    • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 13. Giving personal recommendations on and dealing with derivatives
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF30 Customer (27 Apr 2009 to 8 Dec 2019)
    • CF1 Director (27 Apr 2009 to 8 Dec 2019)
    • CF10 Compliance Oversight (27 Apr 2009 to 19 Mar 2010)
    • CF11 Money Laundering Reporting (27 Apr 2009 to 19 Mar 2010)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.