Anthony Ernest Charles

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

WESLEYAN FINANCIAL SERVICES LIMITED (no longer approved here)
FRN 134753
- CF24 Pension Transfer Specialist (9 Nov 2005 to 14 Feb 2006)
Wesleyan Assurance Society (no longer approved here)
FRN 110873
- CF2 Non Executive Director (1 Jul 2005 to 30 Jun 2013)
- CF18 Significant Mgt (Insurance Underwriting) (2 Dec 2001 to 28 Jun 2003)
- CF24 Pension Transfer Specialist (1 Dec 2001 to 28 Jun 2003)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.