Anthony Epstein

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Wipro Financial Outsourcing Services Limited (no longer approved here)
FRN 979258
- SMF16 Compliance Oversight (4 Sep 2023 to 2 Apr 2024)
- SMF17 Money Laundering Reporting Officer (MLRO) (4 Sep 2023 to 15 Apr 2024)
OCTOPUS MONEY UNIT TRUST MANAGERS LIMITED (no longer approved here)
FRN 171748
- CF10a CASS Oversight function (16 Aug 2018 to 22 Oct 2018)
Lombard Odier (Europe) S.A. (no longer approved here)
FRN 597896
- CF11 Money Laundering Reporting (9 Dec 2013 to 17 Apr 2014)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.