Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Nomura International Plc
FRN 124422
- [FCA CF] Client dealing (since 28 Dec 2022)
- CF30 Customer (1 Nov 2007 to 30 May 2014)
- CF21 Investment Adviser (1 Oct 2003 to 31 Oct 2007)
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- [FCA CF] Client dealing (1 Feb 2021 to 29 Jul 2022)
- CF30 Customer (20 Jan 2015 to 8 Dec 2019)
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- CF21 Investment Adviser (1 Dec 2001 to 3 Jul 2003)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.